Senior Executive - Controls and Compliance

工作概要:

• SOX 404 Compliance: Conduct comprehensive testing of IT General Computer Controls (ITGCs) across all business segments, with particular emphasis on areas such as Access to Program and Data, Change Management, Program Development, and Computer Operations.
• Standardization and Enhancement: Drive the standardization of existing internal control processes, enhance internal control documentation and testing procedures, and effectively coordinate and manage SOX processes and testing efforts in collaboration with management.
• Key Report (IPE) and Automated Application Controls: Perform testing to cover key financial and IT reports, Automated Application Controls (AACs), and spreadsheets across all business segments.
• Collaboration and Partnership: Partner with business units on various SOX 404-related initiatives, including the documentation of in-scope applications, systems, and databases, identification of key controls, development of test plans, and the remediation of control deficiencies.
• Continuous Improvement: Identify gaps and areas for process improvement, evaluate their significance, and assess potential business impacts to enhance process effectiveness.
• Special Projects: Support Managers in special projects, which may encompass business process-related endeavors.
• Process Collaboration: Collaborate with business units to gain a deeper understanding of their processes and internal controls, with a focus on evaluation and improvement.